Division of Research & Innovation

Research Compliance

Research Compliance (RC) provides independent oversight to research programs, activities and processes. RC is committed to creating and maintaining a culture of ethics, integrity and compliance with applicable laws, regulations and policies. Through targeted training, policies, oversight and monitoring, RC partners with UofM researchers and administrators to ensure research activities meet the highest standards of integrity and quality by ensuring regulatory compliance primarily in:

Human Subjects Research Protections (IRB)
Learn about the Protection of Human Participants in Research and IRB

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Animal Care and Use
Learn about the Animal Care & Use Program and IACUC

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Conflict of Interest
Learn about your COI and Disclosure Responsibility in which financial or other personal considerations may have the appearance of compromising judgment.

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Research Safety - IBC
Learn about our Institutional Biosafety Compliance Program & General Laboratory Safety

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Research Data Security
Learn about Research Information Security and its role in safeguarding Controlled Unclassified Information (CUI)

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Responsible Conduct of Research
Learn about UoM Integrity Policy, Misconduct procedure and RCR Training

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Export Control
Technology Control Plan, Licenses, Data Protection and International Travel

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Research Security
Learn more about international collaboration, risks and threats to the global ecosystem emphasizing on research security, disclosure and risk management

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All researchers with Sponsored Projects must complete:

CITI Program
Learn more about Collaborative Institutional Training Initiative (CITI Program)

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Disclosure of Financial Conflict of Interest Form
Learn how to submit Annual FCOI Disclosure internally to Research Compliance

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FCOI Responsible Personnel List
Learn more about the required FCOI disclosure form for award processing

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NIST SP 800-171 Compliance
Learn more about IT Security Awareness Training

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Contact Us

For assistance with navigating research regulations and ensuring compliance, please reach out to the Research Compliance team. They are available to provide guidance on meeting university and federal standards for ethical and secure research practices.

 

Research Compliance Office Administration Building, Room 215 3720 Alumni Ave Memphis, TN 38152   (o) 901-678-2705

researchcompliance@memphis.edu 

Ricky Tan
Ricky Tan
Director
Research Compliance
altan@memphis.edu
Ellen Whelan
 
Ellen Whelan
Admin
Research Compliance
evwhelan@memphis.edu
 

Kellie Watson Kellie Watson
Manager
Research Compliance
kwtson10@memphis.edu

Phenecia Turner
Phenecia Turner
Administrative Associate II
Research Compliance
pturner2@memphis.edu